A broker-dealer, broker-dealer agent, investment advisor, or investment advisor agent may transact business in a state only when registered appropriately. This includes all activities related to security transactions and/or personalized investment advice involving compensation.

Consumers concerned with the licensing status or disciplinary history of a broker-dealer, broker-dealer agent, investment advisor, or investment advisor agent should contact their state securities law administrator.

Securities offered through UNITED PLANNERSí FINANCIAL SERVICES OF AMERICA, A Limited Partnership. Member FINRA, SIPC.  Financial Designs of Virginia and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA are not affiliated.

 

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